Key facts
- This page summarizes Michael J. Bebel's Form 4 filing for LiveOne, Inc. (LVO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 Nov 2021, 20:30.
Michael J. Bebel - 05 Nov 2021 Form 4 Insider Report for LiveOne, Inc. (LVO)
- Reporting relationship
- Senior EVP
- Issuer ticker
- LVO
- Reported as of
- 05 Nov 2021
- Net transaction value
- -$49,401
- SEC form
- 4
- Accepted by SEC
- 16 Nov 2021, 20:30:21 UTC
- Prior SEC filing
- 17 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael J. Bebel
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Michael J. Bebel filed Form 4 for LiveOne, Inc. (LVO) on 16 Nov 2021.
Change
- Previous filing in this sequence was filed on 17 Aug 2021.
- Current net transaction value: -$49,401.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LVO
transaction
Common Stock, $0.001 par value
Options Exercise
- Transaction value
- Shares
- +41,689
- Change %
- +18%
- Price
- Shares after
- 267,678
- Date
- 05 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
LVO
transaction
Common Stock, $0.001 par value
Other
- Transaction value
- $49,401
- Shares
- -20,670
- Change %
- -7.7%
- Price
- $2.39
- Shares after
- 247,008
- Date
- 05 Nov 2021
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LVO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -41,689
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 41,689
- Date
- 05 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock, $0.001 par value
- Underlying amount
- 41,689
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted Stock Units convert into Common Stock on a one-for-one basis.
Footnote F2
These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of January 28, 2019 (the "EA"), and collectively represent the next portion of the unvested RSUs that vested as of August 2021. Each vested RSU was settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission on February 8, 2019.
Footnote F3
On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in this footnote. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.