Key facts
- This page summarizes Alan S. Knitowski's Form 4 filing for Phunware, Inc. (PHUN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 13 Dec 2022, 19:34.
Alan S. Knitowski - 09 Dec 2022 Form 4 Insider Report for Phunware, Inc. (PHUN)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- PHUN
- Reported as of
- 09 Dec 2022
- Net transaction value
- -$239,394
- SEC form
- 4
- Accepted by SEC
- 13 Dec 2022, 19:34:01 UTC
- Prior SEC filing
- 13 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Matt Aune, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Alan S. Knitowski filed Form 4 for Phunware, Inc. (PHUN) on 13 Dec 2022.
Change
- Previous filing in this sequence was filed on 13 Dec 2022.
- Current net transaction value: -$239,394.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PHUN
transaction
Common Stock
Sale
- Transaction value
- $21,503
- Shares
- -22,549
- Change %
- -2.1%
- Price
- $0.9536
- Shares after
- 1,040,886
- Date
- 09 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
PHUN
transaction
Common Stock
Sale
- Transaction value
- $217,891
- Shares
- -237,173
- Change %
- -23%
- Price
- $0.9187
- Shares after
- 803,713
- Date
- 09 Dec 2022
- Ownership
- Direct
- Footnotes
- F2
PHUN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 585,589
- Date
- 09 Dec 2022
- Ownership
- See footnote
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.95 to $0.9649. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
Footnote F2
The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.953. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
Footnote F3
Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.