Key facts
- This page summarizes Scott D. Sandell's Form 4 filing for Robinhood Markets, Inc. (HOOD).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 May 2022, 17:45.
Scott D. Sandell - 12 May 2022 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)
- Reporting relationship
- Director
- Issuer ticker
- HOOD
- Reported as of
- 12 May 2022
- Net transaction value
- -$73,941
- SEC form
- 4
- Accepted by SEC
- 16 May 2022, 17:45:43 UTC
- Prior SEC filing
- 04 May 2022
- Next SEC filing
- 30 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Louis Citron, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Scott D. Sandell filed Form 4 for Robinhood Markets, Inc. (HOOD) on 16 May 2022.
Change
- Previous filing in this sequence was filed on 04 May 2022.
- Current net transaction value: -$73,941.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HOOD
transaction
Class A Common Stock
Sale
- Transaction value
- $36,970
- Shares
- -4,396
- Change %
- -100%
- Price
- $8.41
- Shares after
- 0
- Date
- 12 May 2022
- Ownership
- See Note 3
- Footnotes
- F1, F2, F3
HOOD
transaction
Class A Common Stock
Sale
- Transaction value
- $36,970
- Shares
- -4,396
- Change %
- -100%
- Price
- $8.41
- Shares after
- 0
- Date
- 12 May 2022
- Ownership
- See Note 5
- Footnotes
- F2, F4, F5
HOOD
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 27,736
- Date
- 12 May 2022
- Ownership
- See Note 6
- Footnotes
- F6
HOOD
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,794,172
- Date
- 12 May 2022
- Ownership
- See Note 7
- Footnotes
- F7
HOOD
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,028,736
- Date
- 12 May 2022
- Ownership
- See Note 8
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Scott D. Sandell is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 8 footnotes
Footnote F1
Genevieve P. Hardigg, as trustee of the Scott Sandell Rising River Trust, dated December 20, 2012 (the "Scott Sandell Rising River Trust"), disposed of 4,396 shares of Class A Common Stock of the Issuer on May 12, 2022.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4
Footnote F3
The securities are held directly by the Scott Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by the Scott Sandell Rising River Trust in which the Reporting Person has no pecuniary interest.
Footnote F4
Genevieve P. Hardigg, as trustee of the Jennifer Ayer Sandell Rising River Trust, dated December 20, 2012 (the "Jennifer Sandell Rising River Trust"), disposed of 4,396 shares of Class A Common Stock of the Issuer on May 12, 2022.
Footnote F5
The securities are held directly by the Jennifer Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by the Jennifer Sandell Rising River Trust in which the Reporting Person has no pecuniary interest.
Footnote F6
The Reporting Person is the trustee of the Blue Mountain Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Blue Mountain Trust in which the Reporting Person has no pecuniary interest.
Footnote F7
The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L.P. ("NEA 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
Footnote F8
The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.