Key facts
- This page summarizes Bruce M. Smith's Form 4 filing for SMITH A O CORP (AOS).
- 4 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 14 Jul 2021, 14:54.
Bruce M. Smith - 12 Jul 2021 Form 4 Insider Report for SMITH A O CORP (AOS)
- Reporting relationship
- Director
- Issuer ticker
- AOS
- Reported as of
- 12 Jul 2021
- Net transaction value
- +$10,061
- SEC form
- 4
- Accepted by SEC
- 14 Jul 2021, 14:54:41 UTC
- Prior SEC filing
- 19 May 2021
- Source filing
- View source filing
- Reporting owner signature
- James F. Stern, Attorney-in-Fact for Bruce M. Smith
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Bruce M. Smith filed Form 4 for SMITH A O CORP (AOS) on 14 Jul 2021.
Change
- Previous filing in this sequence was filed on 19 May 2021.
- Current net transaction value: +$10,061.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AOS
transaction
Common Stock
Award
- Transaction value
- $10,061
- Shares
- +142
- Change %
- Price
- $70.86
- Shares after
- 142
- Date
- 12 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
AOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,892
- Date
- 12 Jul 2021
- Ownership
- Direct
- Footnotes
- F2
AOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,400
- Date
- 12 Jul 2021
- Ownership
- In trust
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AOS
transaction
Derivative
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- -60,172
- Change %
- -36%
- Price
- $0.000000
- Shares after
- 108,938
- Date
- 04 Jun 2021
- Ownership
- Gift from revocable family trust to spouse of reporting person.
- Underlying class
- Common Stock
- Underlying amount
- 60,172
- Exercise price
- $0.000000
- Footnotes
- F6, F7, F8, F9
AOS
transaction
Derivative
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- +60,172
- Change %
- Price
- $0.000000
- Shares after
- 60,172
- Date
- 04 Jun 2021
- Ownership
- Owned by spouse of reporting person
- Underlying class
- Common Stock
- Underlying amount
- 60,172
- Exercise price
- $0.000000
- Footnotes
- F6, F7, F8, F9
AOS
transaction
Derivative
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- -60,172
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 Jun 2021
- Ownership
- Owned by spouse of reporting person
- Underlying class
- Common Stock
- Underlying amount
- 60,172
- Exercise price
- $0.000000
- Footnotes
- F6, F8, F9
AOS
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 119,308
- Date
- 12 Jul 2021
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 0
- Exercise price
- $0.000000
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021.
Footnote F2
Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
Footnote F3
The reporting person beneficially owns these shares as settlor of a revocable family trust.
Footnote F4
The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
Footnote F5
The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 433 units of Restricted Stock Units.
Footnote F6
Gift
Footnote F7
Gift from revocable family trust to spouse of reporting person.
Footnote F8
Convertible at any time into Common Stock.
Footnote F9
None.