BRUCE M. SMITH - 18 May 2021 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Bruce M. Smith
Issuer symbol
AOS
Transactions as of
18 May 2021
Net transactions value
-$363,999
Form type
4
Filing time
19 May 2021, 10:38:28 UTC
Next filing
14 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Sale $363,999 -5,226 -100% $69.65 0 18 May 2021 Direct F1
holding AOS Common Stock 15,892 18 May 2021 Direct F2
holding AOS Common Stock 2,400 18 May 2021 In trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AOS Restricted Stock Units 118,875 18 May 2021 Common Stock 0 $0.000000 Direct F4
holding AOS Class A Common Stock 169,110 18 May 2021 Common Stock 0 $0.000000 In trust F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $69.57 to $69.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
F2 Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F3 The reporting person beneficially owns these shares as settlor of a revocable family trust.
F4 The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
F5 Convertible at any time into Common Stock.
F6 None.