Key facts
- This page summarizes George P. Denny III's Form 3 filing for Eterna Therapeutics Inc. (ERNA).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Mar 2023, 15:01.
George P. Denny III - 02 Dec 2022 Form 3 Insider Report for Eterna Therapeutics Inc. (ERNA)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ERNA
- Reported as of
- 02 Dec 2022
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 06 Mar 2023, 15:01:19 UTC
- Prior SEC filing
- 20 Aug 2021
- Next SEC filing
- 11 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ George P. Denny III
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
George P. Denny III filed Form 3 for Eterna Therapeutics Inc. (ERNA) on 06 Mar 2023.
Change
- Previous filing in this sequence was filed on 20 Aug 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ERNA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50,453
- Date
- 02 Dec 2022
- Ownership
- By Denny Family Partners II, LLC
- Footnotes
- F1
ERNA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 406,785
- Date
- 02 Dec 2022
- Ownership
- By George P. Denny III Trust 6/11/81
ERNA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 204
- Date
- 02 Dec 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ERNA
holding
Derivative
Series A Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 02 Dec 2022
- Ownership
- By George P. Denny III Trust 6/11/81
- Underlying class
- Common Stock
- Underlying amount
- 2,971
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The reporting person disclaims beneficial ownership of the shares held by Denny Family Partners II, LLC except to the extent of his pecuniary interest therein.
Footnote F2
The reporting person holds 71,306 shares of Series A preferred stock, which are currently convertible into 2971 shares of common stock. The reporting person has the right at any time to convert the shares of Series A preferred stock into that number of fully paid and nonassessable shares of common stock that equals the number of shares of Series A preferred stock that are surrendered for conversion divided by the conversion rate. The conversion rate was initially 100% and is subject to adjustment as provided in the Issuer's restated certificate of incorporation, as amended. The Series A preferred stock has no expiration date.
SEC remarks
Mr. Denny was previously a reporting person under Section 16 of the Securities Exchange Act of 1934; however, his ownership fell below 10%, and he ceased to be a reporting person. Certain of the entities beneficially owned by him have acquired additional securities, such that he is again a 10% owner.