George P. Denny III - Jul 6, 2021 Form 4 Insider Report for Brooklyn ImmunoTherapeutics, Inc. (ERNA)

Role
10%+ Owner
Signature
/s/ George P. Denny III
Stock symbol
ERNA
Transactions as of
Jul 6, 2021
Transactions value $
-$1,204,647
Form type
4
Date filed
8/20/2021, 01:38 PM
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ERNA Common Stock Sale -$1.2M -75K -1.55% $16.06 4.78M Jul 6, 2021 By Denny Family Partners II, LLC F1, F2, F3
transaction ERNA Common Stock Purchase $14.40 +1 $14.35 1 Jul 8, 2021 By Spouse
transaction ERNA Common Stock Purchase $14.10 +1 +100% $14.11 2 Jul 9, 2021 By Spouse
transaction ERNA Common Stock Purchase $12.00 +1 +50% $11.99 3 Jul 14, 2021 By Spouse
holding ERNA Common Stock 34.6K Jul 6, 2021 By George P. Denny Trust 6/11/81
holding ERNA Common Stock 4.09K Jul 6, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale by Denny Family Partners II, LLC of BTX Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 3 shares, with the purchase of 3 shares of BTX Common Stock by the reporting person's spouse, also reported herein. The reporting person has agreed to pay to BTX, upon settlement of the sale, $8.78, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
F2 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.41, inclusive. The reporting person undertakes to provide to Brooklyn ImmunoTherapeutics, Inc., any security holder of Brooklyn ImmunoTherapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.
F3 The reporting person disclaims beneficial ownership of the shares held by Denny Family Partners II, LLC except to the extent of his pecuniary interest therein.