Bradford W. Wright - 27 Jul 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
28 Jul 2022, 19:14:25 UTC
Prior SEC filing
07 Jul 2022
Next SEC filing
05 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Barbara Rogan For: Bradford Wright

Key filing fact

Bradford W. Wright filed Form 4 for NEOPHOTONICS CORP on 28 Jul 2022.

Key facts

  • This page summarizes Bradford W. Wright's Form 4 filing for NEOPHOTONICS CORP.
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 28 Jul 2022, 19:14.

Change

  • Previous filing in this sequence was filed on 07 Jul 2022.
  • Current net transaction value: -$156,294.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NPTN transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+33,975
Change %
Price
$0.000000
Shares after
33,975
Date
27 Jul 2022
Ownership
Direct
NPTN transaction

Common Stock

Disposed to Issuer

Transaction value
$156,294
Shares
-9,955
Change %
-29%
Price
$15.70
Shares after
24,020
Date
27 Jul 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NPTN transaction Derivative

Restricted Stock Units (right to acquire)

Options Exercise

Transaction value
$0
Shares
-33,975
Change %
-25%
Price
$0.000000
Shares after
101,925
Date
27 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
33,975
Exercise price
$0.000000
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.

Footnote F3

25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.

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