Bradford W. Wright - 05 Jul 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Role
Senior VP, Global Sales
Signature
By: /s/ Barbara Rogan For: Bradford Wright
Issuer symbol
N/A
Transactions as of
05 Jul 2022
Net transactions value
$0
Form type
4
Filing time
07 Jul 2022, 20:10:46 UTC
Previous filing
28 Jul 2021
Next filing
28 Jul 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NPTN Restricted Stock Units (right to acquire) Award $0 +12,500 $0.000000 12,500 05 Jul 2022 Common Stock 12,500 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
F2 100% of the underlying shares shall vest on the one-year anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date.