ELLIOT DOUGLAS G - 01 Nov 2022 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Nov 2022, 16:19:29 UTC
Prior SEC filing
01 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Anthony J. Salerno, Jr., Attorney-in-Fact

Key filing fact

ELLIOT DOUGLAS G filed Form 4 for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) on 03 Nov 2022.

Key facts

  • This page summarizes ELLIOT DOUGLAS G's Form 4 filing for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG).
  • 4 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 03 Nov 2022, 16:19.

Change

  • Previous filing in this sequence was filed on 01 Nov 2022.
  • Current net transaction value: -$1,289,524.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HIG transaction

Common Stock

Options Exercise

Transaction value
$1,649,835
Shares
+39,996
Change %
+16%
Price
$41.25
Shares after
291,129
Date
01 Nov 2022
Ownership
Direct
HIG transaction

Common Stock

Sale

Transaction value
$1,296,660
Shares
-17,761
Change %
-6.1%
Price
$73.01
Shares after
273,368
Date
01 Nov 2022
Ownership
Direct
Footnotes
F1, F2
HIG transaction

Common Stock

Sale

Transaction value
$1,642,700
Shares
-22,235
Change %
-8.1%
Price
$73.88
Shares after
251,133
Date
01 Nov 2022
Ownership
Direct
Footnotes
F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HIG transaction Derivative

Stock Option

Options Exercise

Transaction value
$0
Shares
-39,996
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
39,996
Exercise price
$41.25
Footnotes
F4
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
190,486
Date
01 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
190,486
Exercise price
$43.59
Footnotes
F5
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
201,939
Date
01 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
201,939
Exercise price
$48.89
Footnotes
F6
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
219,898
Date
01 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
219,898
Exercise price
$49.01
Footnotes
F7
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
183,132
Date
01 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
183,132
Exercise price
$51.87
Footnotes
F8
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
178,012
Date
01 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
178,012
Exercise price
$53.81
Footnotes
F9
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
204,703
Date
01 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
204,703
Exercise price
$55.27
Footnotes
F10
HIG holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
164,553
Date
01 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
164,553
Exercise price
$69.41
Footnotes
F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Footnote F2

Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $73.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F3

Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $73.50 - $74.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F4

The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Footnote F5

The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.

Footnote F6

The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.

Footnote F7

The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.

Footnote F8

One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

Footnote F9

The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.

Footnote F10

One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.

Footnote F11

One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.

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