Elliot Douglas G - Oct 28, 2022 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role: President
Signature: Anthony J. Salerno, Jr., Attorney-in-Fact
Stock symbol: HIG
Transactions as of: Oct 28, 2022
Transactions value $: -$5,253,985
Form type: 4
Date filed: 11/1/2022, 04:17 PM
Previous filing: Feb 25, 2022
Next filing: Nov 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HIG	Common Stock	Options Exercise	$807K	+19.6K	+7.79%	$41.25	271K	Oct 28, 2022	Direct
transaction	HIG	Common Stock	Sale	-$1.42M	-19.6K	-7.23%	$72.55	251K	Oct 28, 2022	Direct	F1, F2
transaction	HIG	Common Stock	Options Exercise	$6.1M	+148K	+58.93%	$41.25	399K	Oct 31, 2022	Direct
transaction	HIG	Common Stock	Sale	-$10.7M	-148K	-37.08%	$72.62	251K	Oct 31, 2022	Direct	F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HIG	Stock Option	Options Exercise	$0	-19.6K	-9.43%	$0.00	188K	Oct 28, 2022	Common Stock	19.6K	$41.25	Direct	F5
transaction	HIG	Stock Option	Options Exercise	$0	-148K	-78.72%	$0.00	40K	Oct 31, 2022	Common Stock	148K	$41.25	Direct	F5
holding	HIG	Stock Option						190K	Oct 28, 2022	Common Stock	190K	$43.59	Direct	F6
holding	HIG	Stock Option						202K	Oct 28, 2022	Common Stock	202K	$48.89	Direct	F7
holding	HIG	Stock Option						220K	Oct 28, 2022	Common Stock	220K	$49.01	Direct	F8
holding	HIG	Stock Option						183K	Oct 28, 2022	Common Stock	183K	$51.87	Direct	F9
holding	HIG	Stock Option						178K	Oct 28, 2022	Common Stock	178K	$53.81	Direct	F10
holding	HIG	Stock Option						205K	Oct 28, 2022	Common Stock	205K	$55.27	Direct	F11
holding	HIG	Stock Option						165K	Oct 28, 2022	Common Stock	165K	$69.41	Direct	F12

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2	Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $72.71 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3	The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F4	Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $72.84 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5	The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F6	The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F7	The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F8	The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F9	One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F10	The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F11	One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
F12	One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.