Key facts
- This page summarizes David M. Leuschen's Form 4 filing for Solid Power, Inc. (SLDP).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 26 Jan 2023, 17:59.
David M. Leuschen - 25 Jan 2023 Form 4 Insider Report for Solid Power, Inc. (SLDP)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- SLDP
- Reported as of
- 25 Jan 2023
- Net transaction value
- -$73,065
- SEC form
- 4
- Accepted by SEC
- 26 Jan 2023, 17:59:53 UTC
- Prior SEC filing
- 14 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- David M. Leuschen By: /s/ Peter Haskopoulos, Title: Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David M. Leuschen filed Form 4 for Solid Power, Inc. (SLDP) on 26 Jan 2023.
Change
- Previous filing in this sequence was filed on 14 Feb 2022.
- Current net transaction value: -$73,065.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SLDP
transaction
Common Stock, par value $0.0001 per share
Other
- Transaction value
- Shares
- -3,651,546
- Change %
- -44%
- Price
- Shares after
- 4,738,454
- Date
- 26 Jan 2023
- Ownership
- By Decarbonization Plus Acquisition Sponsor III LLC
- Footnotes
- F1, F2, F5
SLDP
holding
Common Stock, par value $0.0001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,798,303
- Date
- 25 Jan 2023
- Ownership
- By REL Batavia Partnership, LP
- Footnotes
- F3, F5
SLDP
holding
Common Stock, par value $0.0001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 485,112
- Date
- 25 Jan 2023
- Ownership
- By Riverstone SP Partners, LLC
- Footnotes
- F4, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SLDP
transaction
Derivative
Warrants (right to buy)
Sale
- Transaction value
- $59,312
- Shares
- -89,866
- Change %
- -1.2%
- Price
- $0.6600
- Shares after
- 7,277,487
- Date
- 25 Jan 2023
- Ownership
- See Footnotes
- Underlying class
- Common Stock, par value $0.0001 per share
- Underlying amount
- 89,866
- Exercise price
- $11.50
- Footnotes
- F2, F5, F6
SLDP
transaction
Derivative
Warrants (right to buy)
Sale
- Transaction value
- $13,754
- Shares
- -20,528
- Change %
- -0.28%
- Price
- $0.6700
- Shares after
- 7,256,959
- Date
- 26 Jan 2023
- Ownership
- See Footnotes
- Underlying class
- Common Stock, par value $0.0001 per share
- Underlying amount
- 20,528
- Exercise price
- $11.50
- Footnotes
- F2, F5, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
David M. Leuschen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 7 footnotes
Footnote F1
On January 26, 2023, Decarbonization Plus Acquisition Sponsor III LLC ("DCRC Sponsor") distributed 3,651,546 shares of common stock, par value $0.0001 ("Common Stock"), of Solid Power, Inc. (the "Issuer") to its members pro rata.
Footnote F2
DCRC Sponsor is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls DCRC Sponsor.
Footnote F3
REL Batavia Partnership, LP is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the sole members of the ultimate general partner of REL Batavia Partnership, LP.
Footnote F4
Riverstone SP Partners, LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Riverstone SP Partners, LLC.
Footnote F5
Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by DCRC Sponsor, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Footnote F6
The price reported in Column 8 of Table II is a weighted average price. The warrants were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting persons will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of warrants sold at each price within the range.
Footnote F7
The price reported in Column 8 of Table II is a weighted average price. The warrants were sold in multiple transactions at prices ranging from $0.65 to $0.67, inclusive. The reporting persons will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of warrants sold at each price within the range.