David M. Leuschen - Jan 25, 2022 Form 3 Insider Report for Solid Power, Inc. (SLDP)

Role
10%+ Owner
Signature
David M. Leuschen, By: /s/ Peter Haskopoulos, Attorney-in-fact
Stock symbol
SLDP
Transactions as of
Jan 25, 2022
Transactions value $
$0
Form type
3
Date filed
2/14/2022, 06:48 PM
Next filing
Jan 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SLDP Common Stock, par value $0.0001 per share 8.39M Jan 25, 2022 See footnotes F2, F5
holding SLDP Common Stock, par value $0.0001 per share 6.8M Jan 25, 2022 See footnotes F3, F5
holding SLDP Common Stock, par value $0.0001 per share 485K Jan 25, 2022 See footnotes F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SLDP Warrants (right to buy) Jan 25, 2022 Common Stock, par value $0.0001 per share 7.37M $11.50 See footnotes F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The warrants will expire on December 8, 2026, five years after the completion of the issuer's business combination which occurred on December 8, 2021, or earlier upon redemption or liquidation.
F2 Decarbonization Plus Acquisition Sponsor III LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Decarbonization Plus Acquisition Sponsor III LLC.
F3 REL Batavia Partnership, LP is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the sole members of the ultimate general partner of REL Batavia Partnership, LP.
F4 Riverstone SP Partners, LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Riverstone SP Partners, LLC.
F5 Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor III LLC, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Remarks:

Exhibit 24- Power of Attorney