David M. Leuschen - 25 Jan 2022 Form 3 Insider Report for Solid Power, Inc. (SLDP)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
14 Feb 2022, 18:48:29 UTC
Next SEC filing
26 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
David M. Leuschen, By: /s/ Peter Haskopoulos, Attorney-in-fact

Key filing fact

David M. Leuschen filed Form 3 for Solid Power, Inc. (SLDP) on 14 Feb 2022.

Key facts

  • This page summarizes David M. Leuschen's Form 3 filing for Solid Power, Inc. (SLDP).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 14 Feb 2022, 18:48.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SLDP holding

Common Stock, par value $0.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,390,000
Date
25 Jan 2022
Ownership
See footnotes
Footnotes
F2, F5
SLDP holding

Common Stock, par value $0.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,798,303
Date
25 Jan 2022
Ownership
See footnotes
Footnotes
F3, F5
SLDP holding

Common Stock, par value $0.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
485,112
Date
25 Jan 2022
Ownership
See footnotes
Footnotes
F4, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SLDP holding Derivative

Warrants (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
25 Jan 2022
Ownership
See footnotes
Underlying class
Common Stock, par value $0.0001 per share
Underlying amount
7,367,353
Exercise price
$11.50
Footnotes
F1, F2, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The warrants will expire on December 8, 2026, five years after the completion of the issuer's business combination which occurred on December 8, 2021, or earlier upon redemption or liquidation.

Footnote F2

Decarbonization Plus Acquisition Sponsor III LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Decarbonization Plus Acquisition Sponsor III LLC.

Footnote F3

REL Batavia Partnership, LP is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the sole members of the ultimate general partner of REL Batavia Partnership, LP.

Footnote F4

Riverstone SP Partners, LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Riverstone SP Partners, LLC.

Footnote F5

Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor III LLC, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC remarks

Exhibit 24- Power of Attorney

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