Key facts
- This page summarizes MetLife Investment Management, LLC's Form 3 filing for Virtus Convertible & Income Fund (NCV).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 05 Jun 2023, 16:31.
MetLife Investment Management, LLC - 26 May 2023 Form 3 Insider Report for Virtus Convertible & Income Fund (NCV)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- NCV
- Reported as of
- 26 May 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 05 Jun 2023, 16:31:01 UTC
- Prior SEC filing
- 13 Jul 2023
- Next SEC filing
- 18 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
MetLife Investment Management, LLC filed Form 3 for Virtus Convertible & Income Fund (NCV) on 05 Jun 2023.
Change
- Previous filing in this sequence was filed on 13 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NCV
holding
Series A Mandatory Redeemable Preferred Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,040,000
- Date
- 26 May 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F2
NCV
holding
Series B Mandatory Redeemable Preferred Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 600,000
- Date
- 26 May 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
These Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.
Footnote F2
The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.