Key facts
- This page summarizes Thomas W. Schneider's Form 4 filing for Pathfinder Bancorp, Inc. (PBHC).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Oct 2022, 11:36.
Thomas W. Schneider - 07 Sep 2022 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)
- Reporting relationship
- Director of Capital Markets
- Issuer ticker
- PBHC
- Reported as of
- 07 Sep 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Oct 2022, 11:36:02 UTC
- Prior SEC filing
- 10 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ James A. Dowd as POA for Thomas W. Schneider
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Thomas W. Schneider filed Form 4 for Pathfinder Bancorp, Inc. (PBHC) on 06 Oct 2022.
Change
- Previous filing in this sequence was filed on 10 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 19,233
- Date
- 07 Sep 2022
- Ownership
- By ESOP
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 23,262
- Date
- 07 Sep 2022
- Ownership
- By 401(K)
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 32,373
- Date
- 07 Sep 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PBHC
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,173
- Date
- 07 Sep 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,173
- Exercise price
- $11.35
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Thomas W. Schneider is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
SEC remarks
On September 7, 2022, Thomas W. Schneider resigned as Director of Capital Markets and Corporate Strategy of Pathfinder Bancorp, Inc.