- Issuer ticker
-
PBHC
- Reported as of
-
01 Aug 2018
- Net transaction value
-
$0
Source evidence
Original filing metadata and source links for verification.
3 source fields
- SEC form
-
4
- Accepted by SEC
-
05 Jan 2022, 15:26:58 UTC
Reporting owner
1 detail
- Reporting owner signature
-
/s/ James A. Dowd as POA for Edward Mervine
Key filing fact
Edward Mervine filed Form 4 for Pathfinder Bancorp, Inc. (PBHC) on 05 Jan 2022.
Key facts
- This page summarizes Edward Mervine's Form 4 filing for Pathfinder Bancorp, Inc. (PBHC).
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 05 Jan 2022, 15:26.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
Ownership activity is grounded in SEC Form 4 disclosures.
View source filing
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
-
- Shares after
- 11,441
- Date
- 01 Aug 2018
- Ownership
- Direct
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
-
- Shares after
- 9,824
- Date
- 01 Aug 2018
- Ownership
- By IRA
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
-
- Shares after
- 4,981
- Date
- 01 Aug 2018
- Ownership
- By ESOP
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
-
- Shares after
- 10,790
- Date
- 01 Aug 2018
- Ownership
- By 401(K)
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PBHC
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
-
- Shares after
- 15,816
- Date
- 01 Aug 2018
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- $11.35
PBHC
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
-
- Shares after
- 11,879
- Date
- 01 Aug 2018
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- $5.46
* marks a reported price that did not pass the local price check.
Section 16 status
Edward Mervine is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
SEC remarks
It has been discovered that a Form 4 filing was not completed when Mr. Mervine, Senior Vice President, resigned from the Company and was, therefore, no longer subject to Section 16 Filings.