Key facts
- This page summarizes BRC Group Holdings, Inc.'s Form 4 filing for QUANTUM CORP /DE/ (QMCO).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 29 Oct 2021, 21:30.
BRC Group Holdings, Inc. - 30 Sep 2021 Form 4 Insider Report for QUANTUM CORP /DE/ (QMCO)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- QMCO
- Reported as of
- 30 Sep 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 29 Oct 2021, 21:30:26 UTC
- Prior SEC filing
- 29 Sep 2021
- Next SEC filing
- 08 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
BRC Group Holdings, Inc. filed Form 4 for QUANTUM CORP /DE/ (QMCO) on 29 Oct 2021.
Change
- Previous filing in this sequence was filed on 29 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QMCO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,359,100
- Date
- 30 Sep 2021
- Ownership
- By B. Riley Securities, Inc.
- Footnotes
- F1, F2
QMCO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,199
- Date
- 30 Sep 2021
- Ownership
- By Bryant R. Riley, as UTMA custodian for Charlie Riley
- Footnotes
- F1, F2
QMCO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,200
- Date
- 30 Sep 2021
- Ownership
- By Bryant R. Riley, as UTMA custodian for Susan Riley
- Footnotes
- F1, F2
QMCO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,199
- Date
- 30 Sep 2021
- Ownership
- By Bryant R. Riley, as UTMA custodian for Abigail Riley
- Footnotes
- F1, F2
QMCO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,198
- Date
- 30 Sep 2021
- Ownership
- By Bryant R. Riley, as UTMA custodian for Eloise Riley
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
BRC Group Holdings, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS.
Footnote F2
Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, and BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
SEC remarks
As of September 30, 2021, by virtue of the removal of any trading and voting power authority in any capacity of BRF, B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), and Bryant R. Riley over the assets of BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRF, BRCM and Bryant R. Riley no longer may be deemed to beneficially own the shares held by BRPLP.