Elizabeth Mily - 01 Apr 2023 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Apr 2023, 20:40:17 UTC
Prior SEC filing
14 Mar 2023
Next SEC filing
02 Apr 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lisa A. Atkins, attorney-in-fact for Elizabeth Mily

Key filing fact

Elizabeth Mily filed Form 4 for BRISTOL MYERS SQUIBB CO (BMY) on 04 Apr 2023.

Key facts

  • This page summarizes Elizabeth Mily's Form 4 filing for BRISTOL MYERS SQUIBB CO (BMY).
  • 7 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 04 Apr 2023, 20:40.

Change

  • Previous filing in this sequence was filed on 14 Mar 2023.
  • Current net transaction value: -$221,653.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BMY transaction

Common Stock, $0.10 par value

Options Exercise

Transaction value
$0
Shares
+3,662
Change %
+12%
Price
$0.000000
Shares after
34,058
Date
01 Apr 2023
Ownership
Direct
Footnotes
F1
BMY transaction

Common Stock, $0.10 par value

Other

Transaction value
$0
Shares
+1,190
Change %
+3.5%
Price
$0.000000
Shares after
35,248
Date
01 Apr 2023
Ownership
Direct
Footnotes
F2
BMY transaction

Common Stock, $0.10 par value

Tax liability

Transaction value
$142,709
Shares
-2,059
Change %
-5.8%
Price
$69.31
Shares after
33,189
Date
01 Apr 2023
Ownership
Direct
Footnotes
F3
BMY transaction

Common Stock, $0.10 par value

Options Exercise

Transaction value
$0
Shares
+2,684
Change %
+8.1%
Price
$0.000000
Shares after
35,873
Date
01 Apr 2023
Ownership
Direct
Footnotes
F4
BMY transaction

Common Stock, $0.10 par value

Tax liability

Transaction value
$78,944
Shares
-1,139
Change %
-3.2%
Price
$69.31
Shares after
34,734
Date
01 Apr 2023
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BMY transaction Derivative

Market Share Units

Options Exercise

Transaction value
$0
Shares
-3,662
Change %
-50%
Price
$0.000000
Shares after
3,663
Date
01 Apr 2023
Ownership
Direct
Underlying class
Common Stock, $0.10 par value
Underlying amount
3,662
Exercise price
Footnotes
F1, F5
BMY transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,684
Change %
-50%
Price
$0.000000
Shares after
2,685
Date
01 Apr 2023
Ownership
Direct
Underlying class
Common Stock, $0.10 par value
Underlying amount
2,684
Exercise price
Footnotes
F4, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Represents vesting of one-quarter of market share units granted on April 1, 2020.

Footnote F2

Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Footnote F3

Shares withheld for payment of taxes upon vesting of award.

Footnote F4

The restricted stock units vest in four equal annual installments beginning on April 1, 2021.

Footnote F5

Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

Footnote F6

Each restricted stock unit converts into one share of common stock upon vesting.

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