Key facts
- This page summarizes Stephen S. Romaine's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 13 Nov 2026, 15:22.
Stephen S. Romaine - 12 Nov 2026 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)
- Reporting relationship
- President & CEO, Director
- Issuer ticker
- TMP
- Reported as of
- 12 Nov 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 13 Nov 2026, 15:22:44 UTC
- Prior SEC filing
- 12 Nov 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stephen S. Romaine
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Stephen S. Romaine filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 13 Nov 2026.
Change
- Previous filing in this sequence was filed on 12 Nov 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001201525
Primary reporting owner
ROMAINE STEPHEN S
- Relationship
- President & CEO, Director
- Address
- TOMPKINS FINANCIAL CORPORATION, P.O. BOX 460, ITHACA
- Signature
- /s/ Stephen S. Romaine
- Signature date
- 13 Nov 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TMP
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -445
- Change %
- -0.62%
- Price
- $100.14*
- Shares after
- 71,500
- Date
- 12 Nov 2026
- Ownership
- Direct
- Footnotes
- F1
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,639
- Date
- 12 Nov 2026
- Ownership
- by 401(k)/ISOP
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,293
- Date
- 12 Nov 2026
- Ownership
- by ESOP
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 452
- Date
- 12 Nov 2026
- Ownership
- By Spouse
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
Footnote F2
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deem an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.