Diane D. Torcello - 09 Nov 2026 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Reporting relationship: EVP & President, Tompkins WNY
Issuer ticker: TMP
Reported as of: 09 Nov 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 Nov 2026, 13:42:10 UTC
Prior SEC filing: 29 Jul 2026
Source filing: View source filing
Reporting owner signature: /s/ Diane D. Torcello

Filing notes and source

Key filing fact

Diane D. Torcello filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 12 Nov 2026.

Key facts

This page summarizes Diane D. Torcello's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 12 Nov 2026, 13:42.

Change

Previous filing in this sequence was filed on 29 Jul 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001975155 Primary reporting owner

Torcello Diane D

Relationship: EVP & President, Tompkins WNY
Address: PO BOX 460, ITHACA
Signature: /s/ Diane D. Torcello
Signature date: 11 Nov 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TMP transaction

Common Stock

Award

Transaction value
Shares: +675
Change %: +9.1%
Price: $100.76^*
Shares after: 8,053
Date: 09 Nov 2026
Ownership: Direct
Footnotes: F1

TMP transaction

Common Stock

Tax liability

Transaction value
Shares: -37
Change %: -0.46%
Price: $100.76^*
Shares after: 8,016
Date: 09 Nov 2026
Ownership: Direct
Footnotes: F2

TMP transaction

Common Stock

Tax liability

Transaction value
Shares: -38
Change %: -0.47%
Price: $100.76^*
Shares after: 7,978
Date: 09 Nov 2026
Ownership: Direct
Footnotes: F2

TMP transaction

Common Stock

Tax liability

Transaction value
Shares: -105
Change %: -1.3%
Price: $100.76^*
Shares after: 7,873
Date: 09 Nov 2026
Ownership: Direct
Footnotes: F2

TMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,994
Date: 09 Nov 2026
Ownership: By ESOP

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TMP holding Derivative

Stock Appreciation Rights (SAR)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 0
Date: 09 Nov 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 0
Exercise price: $49.22
Footnotes: F3

TMP holding Derivative

Stock Appreciation Rights (SAR)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 0
Date: 09 Nov 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 0
Exercise price: $76.90
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Footnote F2

Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Footnote F3

Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Footnote F4

Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.