Neil D. Hunt - 06 Nov 2026 Form 4 Insider Report for ROKU, INC (ROKU)

Reporting relationship: Director
Issuer ticker: ROKU
Reported as of: 06 Nov 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Nov 2026, 20:21:25 UTC
Prior SEC filing: 03 Nov 2026
Source filing: View source filing
Reporting owner signature: /s/ Renee Strandness, attorney-in-fact

Filing notes and source

Key filing fact

Neil D. Hunt filed Form 4 for ROKU, INC (ROKU) on 10 Nov 2026.

Key facts

This page summarizes Neil D. Hunt's Form 4 filing for ROKU, INC (ROKU).
12 reported transactions and 11 derivative rows are listed below.
Accepted by SEC: 10 Nov 2026, 20:21.

Change

Previous filing in this sequence was filed on 03 Nov 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001393571 Primary reporting owner

HUNT NEIL D

Relationship: Director
Address: C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE
Signature: /s/ Renee Strandness, attorney-in-fact
Signature date: 10 Nov 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROKU transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares: -9,629
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROKU transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
Shares: -26,000
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 26,000
Exercise price
Footnotes: F1, F2

ROKU transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -31,333
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 31,333
Exercise price: $8.82
Footnotes: F3, F4, F5

ROKU transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -3,895
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 3,895
Exercise price: $69.10
Footnotes: F3, F4, F5

ROKU transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -3,652
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 3,652
Exercise price: $57.97
Footnotes: F3, F4, F5

ROKU transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -3,423
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 3,423
Exercise price: $92.37
Footnotes: F3, F4, F5

ROKU transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -3,140
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 3,140
Exercise price: $80.48
Footnotes: F3, F4, F5

ROKU transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -2,937
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,937
Exercise price: $88.02
Footnotes: F3, F4, F5

ROKU transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -2,535
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,535
Exercise price: $113.80
Footnotes: F3, F4, F5

ROKU transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -1,745
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 1,745
Exercise price: $119.64
Footnotes: F4, F5, F6

ROKU transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -954
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 954
Exercise price: $347.81
Footnotes: F3, F7

ROKU transaction Derivative

Restricted Stock Unit

Disposed to Issuer

Transaction value
Shares: -1,027
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 1,027
Exercise price
Footnotes: F8, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Neil D. Hunt is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 9 footnotes

Footnote F1

On November 6, 2026, Roku, Inc. ("Roku" or the "Company") and Fox Corporation ("FOX") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 14, 2026, by and among Roku, Fox, Falcon Merger Sub 1, Inc. ("Merger Sub 1") and Falcon Merger Sub 2, LLC ("Merger Sub 2") (the "Mergers"). Pursuant to the terms of the Merger Agreement, each share of Class A Common Stock and Class B Common Stock of Roku (together, "Company Common Stock") held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.9799 shares of FOX Class A Common Stock (together with cash in lieu of fractional shares), without interest, and (B) $95.30 in cash, without interest (together, the "Merger Consideration").

Footnote F2

Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock and has no expiration date.

Footnote F3

This option is fully vested.

Footnote F4

Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Company Common Stock ("Company Option") that was an In-the-Money Company Option (as defined in the Merger Agreement) and that was vested, outstanding and unexercised immediately prior to the Effective Time (each, a "Vested In-the-Money Company Option") was cancelled and automatically converted into the right to receive, without interest and subject to deduction for any required withholding, for each share of Company Common Stock subject to such Vested In-the-Money Company Option immediately prior to the Effective Time, the Merger Consideration reduced by the applicable per share exercise price for such Vested In-the-Money Company Option, which was paid in the same proportion of FOX Class A Common Stock and cash as the Merger Consideration (the "Vested Company Option Consideration").

Footnote F5

The value of Merger Consideration for purposes of determining the Vested Company Option Consideration was determined based on the closing trading price of FOX Class A Common Stock on November 5, 2026.

Footnote F6

Pursuant to the Roku, Inc. Non-Employee Director Compensation Policy, this option became fully vested immediately prior to the Effective Time.

Footnote F7

Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each Company Option that was an Out-of-the-Money Company Option (as defined in the Merger Agreement) and that was outstanding and unexercised immediately prior to the Effective Time was cancelled as of the Effective Time for no consideration.

Footnote F8

Each RSU represented a contingent right to receive one share of Class A Common Stock of the Company.

Footnote F9

Pursuant to the Roku, Inc. Non-Employee Director Compensation Policy, this restricted stock unit became fully vested immediately prior to the Effective Time, and pursuant to the terms of the Merger Agreement was cancelled and converted into the right to receive, without interest and subject to deduction for any required withholding, the Merger Consideration in respect of each share of Company Common Stock that was subject to such restricted stock unit.