Gilbert Fuchsberg - 06 Nov 2026 Form 4 Insider Report for ROKU, INC (ROKU)

Reporting relationship: President, Subscriptions
Issuer ticker: ROKU
Reported as of: 06 Nov 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Nov 2026, 20:21:14 UTC
Prior SEC filing: 03 Sep 2026
Source filing: View source filing
Reporting owner signature: /s/ Renee Strandness, attorney-in-fact

Filing notes and source

Key filing fact

Gilbert Fuchsberg filed Form 4 for ROKU, INC (ROKU) on 10 Nov 2026.

Key facts

This page summarizes Gilbert Fuchsberg's Form 4 filing for ROKU, INC (ROKU).
7 reported transactions and 6 derivative rows are listed below.
Accepted by SEC: 10 Nov 2026, 20:21.

Change

Previous filing in this sequence was filed on 03 Sep 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001937263 Primary reporting owner

Fuchsberg Gilbert

Relationship: President, Subscriptions
Address: C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE
Signature: /s/ Renee Strandness, attorney-in-fact
Signature date: 10 Nov 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROKU transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares: -40,168
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROKU transaction Derivative

Employee Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -11,050
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 11,050
Exercise price: $58.58
Footnotes: F2, F3, F4

ROKU transaction Derivative

Employee Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares: -8,096
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 8,096
Exercise price: $74.15
Footnotes: F2, F3

ROKU transaction Derivative

Restricted Stock Unit

Disposed to Issuer

Transaction value
Shares: -24,686
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 24,686
Exercise price
Footnotes: F5, F6, F7

ROKU transaction Derivative

Restricted Stock Unit

Disposed to Issuer

Transaction value
Shares: -24,387
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 24,387
Exercise price
Footnotes: F5, F6, F7

ROKU transaction Derivative

Restricted Stock Unit

Disposed to Issuer

Transaction value
Shares: -18,602
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 18,602
Exercise price
Footnotes: F5, F6, F7

ROKU transaction Derivative

Restricted Stock Unit

Disposed to Issuer

Transaction value
Shares: -2,244
Change %: -100%
Price
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,244
Exercise price
Footnotes: F5, F6, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Gilbert Fuchsberg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 7 footnotes

Footnote F1

On November 6, 2026, Roku, Inc. ("Roku" or the "Company") and Fox Corporation ("FOX") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 14, 2026, by and among Roku, Fox, Falcon Merger Sub 1, Inc. ("Merger Sub 1") and Falcon Merger Sub 2, LLC ("Merger Sub 2") (the "Mergers"). Pursuant to the terms of the Merger Agreement, each share of Class A Common Stock and Class B Common Stock (if any) of Roku (together, "Company Common Stock") held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.9799 shares of FOX Class A Common Stock (together with cash in lieu of fractional shares), without interest, and (B) $95.30 in cash, without interest (together, the "Merger Consideration").

Footnote F2

This option is fully vested.

Footnote F3

Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Company Common Stock ("Company Option") that was an In-the-Money Company Option (as defined in the Merger Agreement) and that was vested, outstanding and unexercised immediately prior to the Effective Time (each, a "Vested In-the-Money Company Option") was cancelled and automatically converted into the right to receive, without interest and subject to deduction for any required withholding, for each share of Company Common Stock subject to such Vested In-the-Money Company Option immediately prior to the Effective Time, the Merger Consideration reduced by the applicable per share exercise price for such Vested In-the-Money Company Option, which was paid in the same proportion of FOX Class A Common Stock and cash as the Merger Consideration (the "Vested Company Option Consideration").

Footnote F4

The value of Merger Consideration for purposes of determining the Vested Company Option Consideration was determined based on the closing trading price of FOX Class A Common Stock on November 5, 2026

Footnote F5

Each RSU represented a contingent right to receive one share of Class A Common Stock of the Company.

Footnote F6

Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each unvested restricted stock unit of the Company outstanding immediately prior to the Effective Time (each, an "Unvested Company RSU") was cancelled and converted into the right to receive (i) a Converted RSU Cash Award and (ii) a Converted RSU Equity Award. Each "Converted RSU Cash Award" provides the holder with the right to receive a payment in respect of each share of Company Common Stock that was subject to the applicable Unvested Company RSU immediately prior to the Effective Time equal to the Per Share Cash Amount.

Footnote F7

Payment of the Converted RSU Cash Award may be made in the form of cash or FOX Class A Common Stock, or a combination thereof, as determined by FOX in its sole discretion, with the value of the FOX Class A Common Stock determined based on the closing trading price of FOX Class A Common Stock on the last trading day immediately prior to the date on which the Converted RSU Cash Award is paid, and are subject to any required withholding. Each "Converted RSU Equity Award" is an award of restricted stock units that provides the holder with the right to receive a number of shares of FOX Class A Common Stock equal to the product of (rounded to the nearest whole number of shares): (i) the number of shares of Company Common Stock subject to such Unvested Company RSU immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio.