Andrew F. Sullivan - 06 Nov 2026 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Reporting relationship: Chief Executive Officer, Director, Chairman of the Board
Issuer ticker: PRU
Reported as of: 06 Nov 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Nov 2026, 17:49:48 UTC
Prior SEC filing: 14 Sep 2026
Source filing: View source filing
Reporting owner signature: /s/ Richard J. Baker, attorney-in-fact

Filing notes and source

Key filing fact

Andrew F. Sullivan filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 10 Nov 2026.

Key facts

This page summarizes Andrew F. Sullivan's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 10 Nov 2026, 17:49.

Change

Previous filing in this sequence was filed on 14 Sep 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001795452 Primary reporting owner

SULLIVAN ANDREW F

Relationship: Chief Executive Officer, Director, Chairman of the Board
Address: 751 BROAD STREET, 5TH FLOOR, ATTN: REGULATORY FILINGS UNIT, NEWARK
Signature: /s/ Richard J. Baker, attorney-in-fact
Signature date: 10 Nov 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PRU transaction

Common Stock

Options Exercise

Transaction value
Shares: +2,577
Change %: +5.1%
Price: $110.45^*
Shares after: 52,793
Date: 06 Nov 2026
Ownership: Direct
Footnotes: F1

PRU transaction

Common Stock

Sale

Transaction value
Shares: -2,476
Change %: -4.7%
Price: $121.32^*
Shares after: 50,317
Date: 06 Nov 2026
Ownership: Direct
Footnotes: F1

PRU transaction

Common Stock

Options Exercise

Transaction value
Shares: +1,128
Change %: +2.2%
Price: $107.28^*
Shares after: 51,445
Date: 06 Nov 2026
Ownership: Direct
Footnotes: F2

PRU transaction

Common Stock

Sale

Transaction value
Shares: -1,068
Change %: -2.1%
Price: $121.32^*
Shares after: 50,377
Date: 06 Nov 2026
Ownership: Direct
Footnotes: F2, F3

PRU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 474
Date: 06 Nov 2026
Ownership: By 401(k)
Footnotes: F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PRU transaction Derivative

2017 Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares: -2,577
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,577
Exercise price: $110.45
Footnotes: F5

PRU transaction Derivative

10/2/17 Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares: -1,128
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Nov 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,128
Exercise price: $107.28
Footnotes: F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Mr. Sullivan exercised the stock options scheduled to expire next year on February 14, 2027 and sold a portion of the shares acquired upon exercise to cover the exercise price and applicable tax-withholding obligations. The remaining shares acquired upon exercise were retained.

Footnote F2

Mr. Sullivan exercised the stock options scheduled to expire next year on October 2, 2027 and sold a portion of the shares acquired upon exercise to cover the exercise price and applicable tax-withholding obligations. The remaining shares acquired upon exercise were retained.

Footnote F3

Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 50,377 shares directly and 474 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 3,251 vested stock options, 43,685 restricted stock units, 12,559 deferred compensation shares, and 165,958 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Footnote F4

Amount reported has been adjusted to include 18 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2025, and September 30, 2026, based on a plan statement dated September 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).

Footnote F5

The options vested in three equal annual installments beginning on February 14, 2018.

Footnote F6

The options vested in three equal annual installments beginning on October 2, 2018.