Key facts
- This page summarizes David J. Portman's Form 4 filing for LeonaBio, Inc. (LONA).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 28 Oct 2026, 20:43.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Purchase
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Purchase
Additional SEC filing notes
Footnote F1
The shares are held by Sermonix Pharmaceuticals, Inc. of which Dr. Portman is the Chief Executive Officer. This Form 4 is being filed to report Dr. Portman's voting control over such securities, but Dr. Portman's personal indirect beneficial ownership does not exceed 10% of the stock in the Issuer.
Footnote F2
The Warrant does not expire.
Footnote F3
The Warrant was held by Sermonix Pharmaceuticals, Inc. of which Dr. Portman is the Chief Executive Officer. The Warrant was exercised on October 26, 2026, in part, into 3,149,740 Common Shares of Issuer, and the balance of the Warrant was assigned to Perceptive Xentogeny Venture Fund II, LP as a distribution-in-kind pursuant to a plan of distribution to the Sermonix Pharmaceuticals equity holders. Following the partial exercise and the assignment of the remaining Warrant rights, Sermonix Pharmaceuticals holds 3,149,740 Common Shares of Issuer.