Julien E. Capers - 19 Oct 2026 Form 4 Insider Report for PALISADE BIO, INC. (PALI)

Reporting relationship: General Counsel & Corporate Secretary
Issuer ticker: PALI
Reported as of: 19 Oct 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 21 Oct 2026, 17:44:18 UTC
Source filing: View source filing
Reporting owner signature: /s/ Julien E. Capers

Filing notes and source

Key filing fact

Julien E. Capers filed Form 4 for PALISADE BIO, INC. (PALI) on 21 Oct 2026.

Key facts

This page summarizes Julien E. Capers's Form 4 filing for PALISADE BIO, INC. (PALI).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 21 Oct 2026, 17:44.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002160299 Primary reporting owner

Capers Julien E.

Relationship: General Counsel & Corporate Secretary
Address: C/O PALISADE BIO, INC., 4600 SOUTH SYRACUSE STREET, SUITE 900, DENVER
Signature: /s/ Julien E. Capers
Signature date: 21 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PALI transaction

Common Stock

Award

Transaction value
Shares: +787,300
Change %
Price
Shares after: 787,300
Date: 19 Oct 2026
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs are subject to a service-based vesting requirement and twenty-five percent (25%) of the RSUs shall vest on or before the first anniversary of the Vesting Commencement Date (the "Cliff Vesting Date"), which shall be the first Standard Company Vesting Date (as defined below) that falls immediately on or before such anniversary. Following the Cliff Vesting Date, the remaining seventy-five percent (75%) of the RSUs will vest in equal quarterly installments on each subsequent Standard Company Vesting Date, such that the RSUs shall be fully vested no later than the fourth (4th) anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service with the Issuer through such date. The Standard Company Vesting Dates are January 6, April 6, July 6, and October 6 of each year.

SEC remarks

General Counsel & Corporate Secretary