Mack H. Hicks - 30 Sep 2026 Form 4 Insider Report for Beneficient (BENF)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: BENF
Reported as of: 30 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 21 Oct 2026, 16:15:28 UTC
Prior SEC filing: 22 Sep 2026
Source filing: View source filing
Reporting owner signature: /s/ Mack Hicks

Filing notes and source

Key filing fact

Mack H. Hicks filed Form 4 for Beneficient (BENF) on 21 Oct 2026.

Key facts

This page summarizes Mack H. Hicks's Form 4 filing for Beneficient (BENF).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 21 Oct 2026, 16:15.

Change

Previous filing in this sequence was filed on 22 Sep 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (2)

CIK 0001413224 Primary reporting owner

Hicks Mack H.

Relationship: Director, 10%+ Owner
Address: 2200 ROSS AVENUE, 50TH FLOOR, DALLAS
Signature: /s/ Mack Hicks
Signature date: 21 Oct 2026

CIK 0001775933

Hicks Holdings Operating LLC

Relationship: 10%+ Owner
Address: 2200 ROSS AVENUE, 50TH FLOOR, DALLAS
Signature: /s/ Hicks Holdings Operating, LLC By: /s/ Mack Hicks Name: Mack Hicks Title: Sole Member
Signature date: 21 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BENF transaction

Class A Common Stock

Award

Transaction value
Shares: +20,910
Change %: +78%
Price: $0.000000^*
Shares after: 47,738
Date: 30 Sep 2026
Ownership: Direct
Footnotes: F1, F2

BENF transaction

Class A Common Stock

Award

Transaction value
Shares: +20,910
Change %: +78%
Price: $0.000000^*
Shares after: 47,738
Date: 30 Sep 2026
Ownership: Direct
Footnotes: F1, F2

BENF holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,560,705
Date: 30 Sep 2026
Ownership: See Footnote
Footnotes: F3

BENF holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,560,705
Date: 30 Sep 2026
Ownership: See Footnote
Footnotes: F3

BENF holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 149,904
Date: 30 Sep 2026
Ownership: See Footnote
Footnotes: F4

BENF holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 149,904
Date: 30 Sep 2026
Ownership: See Footnote
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Includes 20,910 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 20,910 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Mack Hicks (the "Reporting Person") on September 30, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant.

Footnote F2

Includes 26,828 shares of Class A common stock issuable upon the settlement of an award of 26,828 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on September 18, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant.

Footnote F3

These shares of Class A common stock are held by Hicks Holdings Operating, LLC, a Delaware limited liability company ("Hicks Holdings"). Mack Hicks is the sole member of Hicks Holdings and has the power to vote and direct the disposition of such shares. Mr. Hicks disclaims beneficial ownership of any securities directly held by Hicks Holdings, except to the extent of his pecuniary interest in such securities.

Footnote F4

These shares of Class A common stock are directly held by HH-BDH, LLC ("HH-BDH"). Hicks Holdings is the sole member of HH-BDH. Mr. Hicks is the sole member of Hicks Holdings and has the power to vote and direct the disposition of such shares. Mr. Hicks disclaims beneficial ownership of any securities directly held by HH-BDH, except to the extent of his pecuniary interest in such securities.