Key facts
- This page summarizes Robert M. Kavner's Form 4 filing for Heliogen, Inc. (HLGN).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 07 Aug 2023, 17:19.
Robert M. Kavner - 03 Aug 2023 Form 4 Insider Report for Heliogen, Inc. (HLGN)
- Reporting relationship
- Director
- Issuer ticker
- HLGN
- Reported as of
- 03 Aug 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Aug 2023, 17:19:19 UTC
- Prior SEC filing
- 21 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alexander Gefter, Attorney in Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Robert M. Kavner filed Form 4 for Heliogen, Inc. (HLGN) on 07 Aug 2023.
Change
- Previous filing in this sequence was filed on 21 Jul 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLGN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +75,000
- Change %
- +54%
- Price
- $0.000000
- Shares after
- 214,413
- Date
- 03 Aug 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Consists of 75,000 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Amended and Restated Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) August 3, 2024 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
Footnote F2
Also includes 40,404 RSUs granted to the Reporting Person under the Plan vesting in three equal annual installments such that the RSUs are fully vested on December 31, 2024, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.