Ross Dove - 25 Sep 2026 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Reporting relationship: CEO, Director
Issuer ticker: HGBL
Reported as of: 25 Sep 2026
Net transaction value: -$399,000
SEC form: 4
Accepted by SEC: 29 Sep 2026, 16:00:03 UTC
Prior SEC filing: 26 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Ross Dove by James E. Sklar POA

Key filing fact

Ross Dove filed Form 4 for Heritage Global Inc. (HGBL) on 29 Sep 2026.

Key facts

This page summarizes Ross Dove's Form 4 filing for Heritage Global Inc. (HGBL).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 29 Sep 2026, 16:00.

Change

Previous filing in this sequence was filed on 26 Mar 2025.
Current net transaction value: -$399,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001245119 Primary reporting owner

DOVE ROSS

Relationship: CEO, Director
Address: 6130 NANCY RIDGE DRIVE, SAN DIEGO
Signature: /s/ Ross Dove by James E. Sklar POA
Signature date: 29 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HGBL transaction

Common Stock

Sale

Transaction value: $399,000
Shares: -300,000
Change %: -13%
Price: $1.33
Shares after: 2,021,917
Date: 25 Sep 2026
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reported shares were sold in a privately negotiated transaction to Inductive Capital LP, an entity controlled by William L. Burnham, a director of the Issuer, at a price of $1.33 per share, pursuant to a Common Stock Purchase Agreement dated 9-25-26. The transaction was not effected on a securities exchange or through a broker. Transfer of the shares into the name of Inductive Capital LP is expected to be completed following the transaction date through the Issuer's transfer agent.

Footnote F2

The $1.33 per-share price equaled the Nasdaq closing price on 9/24/2026.