Elliot Jin Han - 17 Dec 2025 Form 4/A - Amendment Insider Report for C1 Fund Inc. (CFND)

Reporting relationship: Chief Investment Officer
Issuer ticker: CFND
Reported as of: 17 Dec 2025
Net transaction value: +$24,050
SEC form: 4/A - Amendment
Accepted by SEC: 28 Sep 2026, 21:57:44 UTC
Original report date: 17 Dec 2025
Prior SEC filing: 18 Dec 2025
Next SEC filing: 07 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Elliot Han

Key filing fact

Elliot Jin Han filed Form 4/A - Amendment for C1 Fund Inc. (CFND) on 28 Sep 2026.

Key facts

This page summarizes Elliot Jin Han's Form 4/A - Amendment filing for C1 Fund Inc. (CFND).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 28 Sep 2026, 21:57.

Change

Previous filing in this sequence was filed on 18 Dec 2025.
Current net transaction value: +$24,050.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0002013209 Primary reporting owner

Han Elliot Jin

Relationship: Chief Investment Officer
Address: C/O C1 FUND INC., 3000 EL CAMINO REAL BUILDING 4, PALO ALTO
Signature: /s/ Elliot Han
Signature date: 28 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CFND transaction

Common Stock

Purchase

Transaction value: $24,050
Shares: +5,000
Change %
Price: $4.81
Shares after: 5,000
Date: 17 Dec 2025
Ownership: Direct

CFND transaction

Common Stock

Other

Transaction value
Shares: -4,057
Change %: -13%
Price: $0.000000^*
Shares after: 27,047
Date: 05 Sep 2025
Ownership: Via C1 Group LLC
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Elliot Han beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect Mr. Han indirect ownership through C1 Group LLC.

Footnote F2

This Form 4 Amendment is being filed to identify shares indirectly owned by Elliot Han through C1 Group LLC, which was not reflected in Mr. Han's prior beneficial ownership filings.