Keri Davis - 21 Sep 2026 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Reporting relationship: Chief Financial Officer
Issuer ticker: GEG
Reported as of: 21 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 23 Sep 2026, 16:28:56 UTC
Prior SEC filing: 23 Sep 2025
Source filing: View source filing
Reporting owner signature: /s/ Adam M. Kleinman, attorney-in-fact

Key filing fact

Keri Davis filed Form 4 for Great Elm Group, Inc. (GEG) on 23 Sep 2026.

Key facts

This page summarizes Keri Davis's Form 4 filing for Great Elm Group, Inc. (GEG).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 23 Sep 2026, 16:28.

Change

Previous filing in this sequence was filed on 23 Sep 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001770670 Primary reporting owner

Davis Keri

Relationship: Chief Financial Officer
Address: C/O GREAT ELM GROUP, INC., 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS
Signature: /s/ Adam M. Kleinman, attorney-in-fact
Signature date: 23 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GEG transaction

Common Stock

Award

Transaction value
Shares: +20,052
Change %: +46%
Price: $0.000000^*
Shares after: 63,488
Date: 21 Sep 2026
Ownership: Direct
Footnotes: F1

GEG transaction

Common Stock

Tax liability

Transaction value
Shares: -7,642
Change %: -12%
Price: $2.15^*
Shares after: 55,846
Date: 21 Sep 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GEG transaction Derivative

Stock Options (right to buy)

Award

Transaction value
Shares: +20,000
Change %
Price: $0.000000^*
Shares after: 20,000
Date: 21 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,000
Exercise price: $3.00
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Ms. Davis was awarded 20,052 shares of restricted stock, one-quarter of which vested on the grant date, September 21, 2026, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2029, contingent on continued employment by Great Elm Group, Inc.

Footnote F2

Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3.

Footnote F3

Mr. Davis was awarded options to purchase 20,000 shares of common stock of Great Elm Group, Inc., 50% of which vested on the grant date, September 21, 2026, and the remainder of which will vest on September 20, 2027, contingent on continued employment by Great Elm Group, Inc.