Alfred Fichera - 17 Sep 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Director
Issuer ticker: HTGC
Reported as of: 17 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 21 Sep 2026, 18:58:01 UTC
Prior SEC filing: 04 Feb 2026
Next SEC filing: 30 Sep 2026
Source filing: View source filing
Reporting owner signature: /s /Kiersten Zaza Botelho, Attorney-in-Fact for Alfred Fichera

Key filing fact

Alfred Fichera filed Form 4 for Hercules Capital, Inc. (HTGC) on 21 Sep 2026.

Key facts

This page summarizes Alfred Fichera's Form 4 filing for Hercules Capital, Inc. (HTGC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 21 Sep 2026, 18:58.

Change

Previous filing in this sequence was filed on 04 Feb 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002092805 Primary reporting owner

Fichera Alfred

Relationship: Director
Address: C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO
Signature: /s /Kiersten Zaza Botelho, Attorney-in-Fact for Alfred Fichera
Signature date: 21 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Award

Transaction value
Shares: +3,483
Change %
Price: $17.76^*
Shares after: 3,483
Date: 17 Sep 2026
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. 1,161 shares vest on August 15, 2027, 1,161 shares vest on July 11, 2028, and 1,161 shares vest on June 18, 2029