Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
21 Sep 2026, 17:25:09 UTC
Prior SEC filing
16 Sep 2026
Next SEC filing
09 Oct 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David S. Royal
Filing notes and source

Key filing fact

THRIVENT FINANCIAL FOR LUTHERANS filed Form 3 for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) on 21 Sep 2026.

Key facts

  • This page summarizes THRIVENT FINANCIAL FOR LUTHERANS's Form 3 filing for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 21 Sep 2026, 17:25.

Change

  • Previous filing in this sequence was filed on 16 Sep 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0000314984 Primary reporting owner

THRIVENT FINANCIAL FOR LUTHERANS

Relationship
10%+ Owner
Address
901 MARQUETTE AVENUE, SUITE 2500, MINNEAPOLIS
Signature
/s/ David S. Royal
Signature date
21 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RIV holding

Mandatory Redeemable Preferred Shares, Series B

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
740,000
Date
18 Sep 2026
Ownership
Direct
* marks a reported price that did not pass the local price check.
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