Hitesh Lath - 15 Sep 2026 Form 4 Insider Report for C3.ai, Inc. (AI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Sep 2026, 18:56:12 UTC
Prior SEC filing
06 Aug 2026
Next SEC filing
14 Oct 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tom MacMitchell, Attorney-in-Fact
Filing notes and source

Key filing fact

Hitesh Lath filed Form 4 for C3.ai, Inc. (AI) on 17 Sep 2026.

Key facts

  • This page summarizes Hitesh Lath's Form 4 filing for C3.ai, Inc. (AI).
  • 11 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 17 Sep 2026, 18:56.

Change

  • Previous filing in this sequence was filed on 06 Aug 2026.
  • Current net transaction value: -$220,887.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002014154 Primary reporting owner

Lath Hitesh

Relationship
CHIEF FINANCIAL OFFICER
Address
C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY
Signature
/s/ Tom MacMitchell, Attorney-in-Fact
Signature date
17 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+8,007
Change %
+2.2%
Price
Shares after
371,113
Date
15 Sep 2026
Ownership
Direct
Footnotes
F1
AI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+1,000
Change %
+0.27%
Price
Shares after
372,113
Date
15 Sep 2026
Ownership
Direct
Footnotes
F1
AI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+20,000
Change %
+5.4%
Price
Shares after
392,113
Date
15 Sep 2026
Ownership
Direct
Footnotes
F1
AI transaction

Class A Common Stock

Sale

Transaction value
$220,887
Shares
-21,077
Change %
-5.4%
Price
$10.48
Shares after
371,036
Date
16 Sep 2026
Ownership
Direct
Footnotes
F2, F3
AI transaction

Class A Common Stock

Gift

Transaction value
Shares
-29,856
Change %
-8%
Price
$0.000000*
Shares after
341,180
Date
16 Sep 2026
Ownership
Direct
AI transaction

Class A Common Stock

Gift

Transaction value
Shares
+29,856
Change %
Price
$0.000000*
Shares after
29,856
Date
16 Sep 2026
Ownership
See Footnote
Footnotes
F4
AI transaction

Class A Common Stock

Gift

Transaction value
Shares
-15,930
Change %
-4.7%
Price
$0.000000*
Shares after
325,250
Date
17 Sep 2026
Ownership
Direct
AI transaction

Class A Common Stock

Gift

Transaction value
Shares
+15,930
Change %
+53%
Price
$0.000000*
Shares after
45,786
Date
17 Sep 2026
Ownership
See Footnote
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-8,007
Change %
-10%
Price
$0.000000*
Shares after
72,070
Date
15 Sep 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
8,007
Exercise price
Footnotes
F1, F5
AI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-1,000
Change %
-8.3%
Price
$0.000000*
Shares after
11,000
Date
15 Sep 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,000
Exercise price
Footnotes
F1, F6
AI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-20,000
Change %
-7.7%
Price
$0.000000*
Shares after
240,000
Date
15 Sep 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
20,000
Exercise price
Footnotes
F1, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Footnote F2

Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.

Footnote F3

The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.37 to $10.64, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F4

The shares are held by The Lath Family Revocable Trust, of which the Reporting Person is a trustee.

Footnote F5

5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Footnote F6

20% of such RSU award vested on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Footnote F7

20% of such RSU award vested on September 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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