(FTK)

Reporting relationship: 10%+ Owner
Issuer ticker: FTK
Reported as of: 11 Sep 2026
Net transaction value: -$60,000,024
SEC form: 4
Accepted by SEC: 15 Sep 2026, 21:28:53 UTC
Prior SEC filing: 16 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Steven Scrogham, Corporate Secretary of ProFrac GDM, LLC

Key filing fact

ProFrac GDM, LLC filed Form 4 for FLOTEK INDUSTRIES INC/CN/ (FTK) on 15 Sep 2026.

Key facts

This page summarizes ProFrac GDM, LLC's Form 4 filing for FLOTEK INDUSTRIES INC/CN/ (FTK).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 15 Sep 2026, 21:28.

Change

Previous filing in this sequence was filed on 16 Mar 2026.
Current net transaction value: -$60,000,024.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002067153 Primary reporting owner

ProFrac GDM, LLC

Relationship: 10%+ Owner
Address: 333 SHOPS BLVD, SUITE 301, WILLOW PARK
Signature: /s/ Steven Scrogham, Corporate Secretary of ProFrac GDM, LLC
Signature date: 15 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FTK transaction

Common Stock

Sale

Transaction value: $60,000,024
Shares: -2,306,806
Change %: -38%
Price: $26.01
Shares after: 3,693,194
Date: 11 Sep 2026
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On September 11, 2026, ProFrac GDM, LLC ("ProFrac GDM") sold to THRC Holdings, LP ("THRC") and Farris Wilks, pursuant to stock transfer agreements (the "Flotek Stock Transfer Agreements"), 1,319,493 shares and 987,313 shares, respectively, of common stock, par value $0.0001 per share ("Common Stock"), of Flotek Industries, Inc., in exchange for the cancellation of $34,320,000 of Alpine Holding II, LLC ("Alpine") term loans held by THRC and $25,680,000 of Alpine term loans held by Farris Wilks.

Footnote F2

Pursuant to the Flotek Stock Transfer Agreements, the price per share of $26.01 was determined by using the volume-weighted average price of the Common Stock reported on the New York Stock Exchange for the five consecutive trading days ending on (and including) the trading day immediately preceding September 11, 2026.