ProFrac GDM, LLC - 13 Mar 2026 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
10%+ Owner
Signature
ProFrac GDM, LLC, By: Steven Scrogham, Corporate Secretary
Issuer symbol
FTK
Transactions as of
13 Mar 2026
Net transactions value
$0
Form type
4
Filing time
16 Mar 2026, 16:15:08 UTC
Previous filing
08 May 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ProFrac GDM, LLC 10%+ Owner 333 SHOPS BLVD, SUITE 301, WILLOW PARK ProFrac GDM, LLC, By: Steven Scrogham, Corporate Secretary 16 Mar 2026 0002067153

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Stock Exercise of in-the-money or at-the-money derivative security +6,000,000 $0.000100* 6,000,000 13 Mar 2026 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FTK Warrants (right to buy) Exercise of in-the-money or at-the-money derivative security -6,000,000 -100% $0.000000* 0 13 Mar 2026 Common Stock 6,000,000 $0.000100 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 13, 2026, ProFrac GDM, LLC ("ProFrac GDM") exercised the Warrant, which resulted in an issuance of 6,000,000 shares of Common Stock to ProFrac GDM upon conversion of the Warrant. The Issuer's common stockholders have approved the issuance of the Common Stock underlying the Warrant.
F2 On April 28, 2025, pursuant to an Asset Purchase Agreement, dated as of April 28, 2025, by and among ProFrac GDM, PubCo, the Issuer, PWRTEK, LLC, a Texas limited liability company and subsidiary of the Issuer ("PWRTEK"), and the other parties named therein, the Issuer issued a warrant to ProFrac GDM to purchase 6,000,000 shares of the Issuer's Common Stock at an exercise price equal to $0.0001 per share (the "Warrant") as partial consideration for the sale of certain assets by ProFrac GDM to PWRTEK.