M. Farooq Kathwari - 11 Sep 2026 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Reporting relationship: Chairman, President & CEO, Director
Issuer ticker: ETD
Reported as of: 11 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 11 Sep 2026, 16:55:36 UTC
Prior SEC filing: 02 Sep 2026
Source filing: View source filing
Reporting owner signature: /s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari

Key filing fact

M. Farooq Kathwari filed Form 4 for ETHAN ALLEN INTERIORS INC (ETD) on 11 Sep 2026.

Key facts

This page summarizes M. Farooq Kathwari's Form 4 filing for ETHAN ALLEN INTERIORS INC (ETD).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 11 Sep 2026, 16:55.

Change

Previous filing in this sequence was filed on 02 Sep 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001217614 Primary reporting owner

KATHWARI M FAROOQ

Relationship: Chairman, President & CEO, Director
Address: 25 LAKE AVENUE EXT., DANBURY
Signature: /s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Signature date: 11 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ETD transaction

Common Stock

Options Exercise

Transaction value
Shares: +7,973
Change %: +0.54%
Price: $21.93^*
Shares after: 1,473,503
Date: 11 Sep 2026
Ownership: Direct
Footnotes: F1

ETD transaction

Common Stock

Tax liability

Transaction value
Shares: -7,204
Change %: -0.49%
Price: $21.93^*
Shares after: 1,466,299
Date: 11 Sep 2026
Ownership: Direct
Footnotes: F2

ETD holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 15,364
Date: 11 Sep 2026
Ownership: Shares held by spouse

ETD holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,549
Date: 11 Sep 2026
Ownership: Shares held in 401(k) plan

ETD holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 88,320
Date: 11 Sep 2026
Ownership: Grandchildren's trust accounts

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.

Footnote F2

Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.