Alyssa H. Fontaine - 02 Sep 2026 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Reporting relationship: EVP, General Counsel & CRO
Issuer ticker: TMP
Reported as of: 02 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 04 Sep 2026, 09:19:31 UTC
Prior SEC filing: 20 May 2026
Source filing: View source filing
Reporting owner signature: Alyssa H. Fontaine

Filing notes and source

Key filing fact

Alyssa H. Fontaine filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 04 Sep 2026.

Key facts

This page summarizes Alyssa H. Fontaine's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 04 Sep 2026, 09:19.

Change

Previous filing in this sequence was filed on 20 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001662747 Primary reporting owner

Fontaine Alyssa H

Relationship: EVP, General Counsel & CRO
Address: P.O. BOX 460, ITHACA
Signature: Alyssa H. Fontaine
Signature date: 03 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TMP transaction

Common Stock

Options Exercise

Transaction value
Shares: +802
Change %: +8%
Price: $76.90^*
Shares after: 10,889
Date: 02 Sep 2026
Ownership: Direct

TMP transaction

Common Stock

Tax liability

Transaction value
Shares: -713
Change %: -6.5%
Price: $97.56^*
Shares after: 10,176
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F1

TMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 954
Date: 02 Sep 2026
Ownership: 401K/ESOP

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TMP transaction Derivative

Stock Appreciation Rights (SAR)

Options Exercise

Transaction value
Shares: -802
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 02 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 802
Exercise price: $76.90
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares withheld for Option cost and taxes.

Footnote F2

Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.