Anthony J. Wood - 01 Sep 2026 Form 4 Insider Report for ROKU, INC (ROKU)

Reporting relationship: CEO and Chairman BOD, Director, 10%+ Owner
Issuer ticker: ROKU
Reported as of: 01 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Sep 2026, 19:49:13 UTC
Prior SEC filing: 17 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Renee Strandness, attorney-in-fact

Key filing fact

Anthony J. Wood filed Form 4 for ROKU, INC (ROKU) on 03 Sep 2026.

Key facts

This page summarizes Anthony J. Wood's Form 4 filing for ROKU, INC (ROKU).
5 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 03 Sep 2026, 19:49.

Change

Previous filing in this sequence was filed on 17 Aug 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001716837 Primary reporting owner

Wood Anthony J.

Relationship: CEO and Chairman BOD, Director, 10%+ Owner
Address: C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE
Signature: /s/ Renee Strandness, attorney-in-fact
Signature date: 03 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROKU transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +20,941
Change %: +78%
Price: $0.000000^*
Shares after: 47,868
Date: 01 Sep 2026
Ownership: Direct

ROKU transaction

Class A Common Stock

Tax liability

Transaction value
Shares: -8,242
Change %: -17%
Price: $155.53^*
Shares after: 39,626
Date: 01 Sep 2026
Ownership: Direct
Footnotes: F1

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 92,276
Date: 01 Sep 2026
Ownership: Wood 2020 Nonexempt Irrevocable Trust

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,612
Date: 01 Sep 2026
Ownership: Wood Gifts Trust

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 82,034
Date: 01 Sep 2026
Ownership: The Anthony J. Wood 2025 Annuity Trust V

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 169,006
Date: 01 Sep 2026
Ownership: The Anthony J. Wood 2026 Annuity Trust V-B

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 42,500
Date: 01 Sep 2026
Ownership: Wood 2020 Irrevocable Trust

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,181
Date: 01 Sep 2026
Ownership: Wood 2017 Revocable Trust

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 81,445
Date: 01 Sep 2026
Ownership: The Anthony J. Wood 2025 Annuity Trust V-B

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 72,699
Date: 01 Sep 2026
Ownership: The Anthony J. Wood 2026 Annuity Trust V

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROKU transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares: -8,278
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Sep 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 8,278
Exercise price
Footnotes: F2, F3

ROKU transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares: -1,407
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Sep 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 1,407
Exercise price
Footnotes: F2, F4

ROKU transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares: -11,256
Change %: -11%
Price: $0.000000^*
Shares after: 90,042
Date: 01 Sep 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 11,256
Exercise price
Footnotes: F2, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.

Footnote F2

Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Footnote F3

This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Footnote F4

This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).

Footnote F5

This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).

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