Charles Collier - 01 Sep 2026 Form 4 Insider Report for ROKU, INC (ROKU)

Reporting relationship: President, Roku Media
Issuer ticker: ROKU
Reported as of: 01 Sep 2026
Net transaction value: -$1,108,535
SEC form: 4
Accepted by SEC: 03 Sep 2026, 19:41:26 UTC
Prior SEC filing: 17 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Renee Strandness, attorney-in-fact

Key filing fact

Charles Collier filed Form 4 for ROKU, INC (ROKU) on 03 Sep 2026.

Key facts

This page summarizes Charles Collier's Form 4 filing for ROKU, INC (ROKU).
12 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Sep 2026, 19:41.

Change

Previous filing in this sequence was filed on 17 Aug 2026.
Current net transaction value: -$1,108,535.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001951665 Primary reporting owner

Collier Charles

Relationship: President, Roku Media
Address: C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE
Signature: /s/ Renee Strandness, attorney-in-fact
Signature date: 03 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROKU transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +29,340
Change %: +193%
Price: $0.000000^*
Shares after: 44,540
Date: 01 Sep 2026
Ownership: Direct

ROKU transaction

Class A Common Stock

Tax liability

Transaction value
Shares: -14,773
Change %: -33%
Price: $155.53^*
Shares after: 29,767
Date: 01 Sep 2026
Ownership: Direct
Footnotes: F1

ROKU transaction

Class A Common Stock

Sale

Transaction value: $81,177
Shares: -521
Change %: -1.8%
Price: $155.81
Shares after: 29,246
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F2, F3

ROKU transaction

Class A Common Stock

Sale

Transaction value: $116,084
Shares: -740
Change %: -2.5%
Price: $156.87
Shares after: 28,506
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F2, F4

ROKU transaction

Class A Common Stock

Sale

Transaction value: $79,867
Shares: -506
Change %: -1.8%
Price: $157.84
Shares after: 28,000
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F2, F5

ROKU transaction

Class A Common Stock

Sale

Transaction value: $104,689
Shares: -671
Change %: -2.4%
Price: $156.02
Shares after: 27,329
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F2, F6

ROKU transaction

Class A Common Stock

Sale

Transaction value: $102,842
Shares: -655
Change %: -2.4%
Price: $157.01
Shares after: 26,674
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F2, F7

ROKU transaction

Class A Common Stock

Sale

Transaction value: $69,643
Shares: -441
Change %: -1.7%
Price: $157.92
Shares after: 26,233
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F2, F8

ROKU transaction

Class A Common Stock

Sale

Transaction value: $154,709
Shares: -993
Change %: -3.8%
Price: $155.80
Shares after: 25,240
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F2, F9

ROKU transaction

Class A Common Stock

Sale

Transaction value: $218,008
Shares: -1,390
Change %: -5.5%
Price: $156.84
Shares after: 23,850
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F2, F10

ROKU transaction

Class A Common Stock

Sale

Transaction value: $181,516
Shares: -1,150
Change %: -4.8%
Price: $157.84
Shares after: 22,700
Date: 02 Sep 2026
Ownership: Direct
Footnotes: F2, F11

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 600
Date: 01 Sep 2026
Ownership: Charles D. Collier Revocable Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROKU transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares: -29,340
Change %: -50%
Price: $0.000000^*
Shares after: 29,340
Date: 01 Sep 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 29,340
Exercise price
Footnotes: F12, F13

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 13 footnotes

Footnote F1

Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.

Footnote F2

Shares sold pursuant to Mr. Collier's 10b5-1 plan.

Footnote F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.50 to $156.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.53 to $157.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.54 to $157.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.64 to $156.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F7

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.66 to $157.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F8

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.61 to $158.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F9

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.50 to $156.44 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F10

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.50 to $157.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F11

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.51 to $158.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F12

Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Footnote F13

This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.