Key facts
- This page summarizes M. Farooq Kathwari's Form 4 filing for ETHAN ALLEN INTERIORS INC (ETD).
- 5 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Sep 2026, 20:48.
M. Farooq Kathwari - 02 Sep 2026 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)
- Reporting relationship
- Chairman, President & CEO, Director
- Issuer ticker
- ETD
- Reported as of
- 02 Sep 2026
- Net transaction value
- -$597,805
- SEC form
- 4
- Accepted by SEC
- 02 Sep 2026, 20:48:18 UTC
- Prior SEC filing
- 10 Aug 2026
- Next SEC filing
- 11 Sep 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
M. Farooq Kathwari filed Form 4 for ETHAN ALLEN INTERIORS INC (ETD) on 02 Sep 2026.
Change
- Previous filing in this sequence was filed on 10 Aug 2026.
- Current net transaction value: -$597,805.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001217614
Primary reporting owner
KATHWARI M FAROOQ
- Relationship
- Chairman, President & CEO, Director
- Address
- 25 LAKE AVENUE EXT., DANBURY
- Signature
- /s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
- Signature date
- 02 Sep 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ETD
transaction
Common Stock
Sale
- Transaction value
- $571,187
- Shares
- -22,811
- Change %
- -1.5%
- Price
- $25.04
- Shares after
- 1,465,530
- Date
- 02 Sep 2026
- Ownership
- Direct
- Footnotes
- F1
ETD
transaction
Common Stock
Sale
- Transaction value
- $6,661
- Shares
- -266
- Change %
- -1.2%
- Price
- $25.04
- Shares after
- 22,081
- Date
- 02 Sep 2026
- Ownership
- 2020 Trust FBO Kolhai Gibran Kathwari
- Footnotes
- F1
ETD
transaction
Common Stock
Sale
- Transaction value
- $6,661
- Shares
- -266
- Change %
- -1.2%
- Price
- $25.04
- Shares after
- 22,081
- Date
- 02 Sep 2026
- Ownership
- 2020 Trust FBO Zavier Irfan Kathwari
- Footnotes
- F1
ETD
transaction
Common Stock
Sale
- Transaction value
- $6,636
- Shares
- -265
- Change %
- -1.2%
- Price
- $25.04
- Shares after
- 22,077
- Date
- 02 Sep 2026
- Ownership
- 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
- Footnotes
- F1
ETD
transaction
Common Stock
Sale
- Transaction value
- $6,661
- Shares
- -266
- Change %
- -1.2%
- Price
- $25.04
- Shares after
- 22,081
- Date
- 02 Sep 2026
- Ownership
- 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari
- Footnotes
- F1
ETD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,364
- Date
- 02 Sep 2026
- Ownership
- Shares held by spouse
ETD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,549
- Date
- 02 Sep 2026
- Ownership
- Shares held in 401(k) plan
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 1 footnote
Footnote F1
This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.