Aneri Jambusaria - 27 Aug 2026 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Reporting relationship: Group Managing Director
Issuer ticker: LPLA
Reported as of: 27 Aug 2026
Net transaction value: -$110,067
SEC form: 4
Accepted by SEC: 31 Aug 2026, 16:20:01 UTC
Prior SEC filing: 22 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Robert S. Hatfield III, attorney-in-fact

Key filing fact

Aneri Jambusaria filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 31 Aug 2026.

Key facts

This page summarizes Aneri Jambusaria's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 31 Aug 2026, 16:20.

Change

Previous filing in this sequence was filed on 22 Jun 2026.
Current net transaction value: -$110,067.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001966430 Primary reporting owner

Jambusaria Aneri

Relationship: Group Managing Director
Address: C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO
Signature: /s/ Robert S. Hatfield III, attorney-in-fact
Signature date: 31 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPLA transaction

Common Stock

Sale

Transaction value: $110,067
Shares: -308
Change %: -4.8%
Price: $357.36
Shares after: 6,107
Date: 27 Aug 2026
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

Footnote F2

Consists of (i) 3,687 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,302 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.

SEC remarks

The signatory is signing on behalf of Aneri Jambusaria pursuant to a Power of Attorney dated December 17, 2024.