Katherine Quick Rosa - 18 Aug 2026 Form 4 Insider Report for Nomura Alternative Income Fund

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
20 Aug 2026, 14:55:01 UTC
Prior SEC filing
14 May 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Timothy J. Burdick, Attorney-in-Fact

Key filing fact

Katherine Quick Rosa filed Form 4 for Nomura Alternative Income Fund on 20 Aug 2026.

Key facts

  • This page summarizes Katherine Quick Rosa's Form 4 filing for Nomura Alternative Income Fund.
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 20 Aug 2026, 14:55.

Change

  • Previous filing in this sequence was filed on 14 May 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001958811 Primary reporting owner

Rosa Katherine Quick

Relationship
Trustee
Address
C/O NOMURA CAPITAL MANAGEMENT LLC, 309 WEST 49TH STREET, 24TH FLOOR, NEW YORK
Signature
/s/ Timothy J. Burdick, Attorney-in-Fact
Signature date
20 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker transaction

Class I Common Shares of Beneficial Interest

Purchase

Transaction value
Shares
+1,422
Change %
+17%
Price
$9.67*
Shares after
9,812
Date
18 Aug 2026
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The total number of shares held following this transaction includes 188.577 shares acquired on 6/30/2026 as part of the Issuer's dividend reinvestment plan.

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