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Insider Transactions Reported by 12 Insiders of Nomura Alternative Income Fund

Location
Cincinnati, OH

There are no Buy or Sell transactions made by insiders since 13 Mar 2025

Nomura Alternative Income Fund executives and other stock owners filed with the SEC include:

Name Relationship Holdings Value Past Year Net Change Change % Report Date
David Hc Brigstocke Trustee 20 May 2025
Michael I. Falcon Trustee And Chairman 12 Feb 2024
Matthew Pallai Vice President 17 Jun 2024
Matthew Nelson Vice President 17 Jun 2024
Amy Siefer Chief Compliance Officer 23 Sep 2024
Timothy James Burdick Assistant Secretary 13 Feb 2023
Alexander Woodcock Chief Compliance Officer 13 Feb 2023
Katherine M. Pena Secretary 13 Feb 2023
Robert Stark President and Trustee 13 Feb 2023
Laura Szalyga Assistant Treasurer 13 Feb 2023
Madeline Arment Treasurer/Principal Fin Ofcr 13 Feb 2023
Katherine Quick Rosa Trustee 12 Feb 2026

Recent Insider Transactions by Companies or Individuals for Nomura Alternative Income Fund

Insider Symbol Class Transaction % Value $ * Price $ Shares Shares Owned Date Ownership
Katherine Quick Rosa Class I Common Shares of Beneficial Interest Purchase 26.8% 1,404 6,641 12 Feb 2026 Direct
Katherine Quick Rosa Class I Common Shares of Beneficial Interest Purchase 38% 1,410 5,125 13 Nov 2025 Direct
Katherine Quick Rosa Class I Common Shares of Beneficial Interest Purchase 32.3% 887 3,633 13 Aug 2025 Direct
Katherine Quick Rosa Class I Common Shares of Beneficial Interest Purchase 49% 886 2,694 02 Jun 2025 Direct
Katherine Quick Rosa Class I Common Shares of Beneficial Interest Purchase 49% 886 2,694 02 Jun 2025 Direct
David Hc Brigstocke Class I Common Shares of Beneficial Interest Purchase 12,652 12,652 20 May 2025 Direct
Katherine Quick Rosa Class I Common Shares of Beneficial Interest Purchase 99% 883 1,775 13 Feb 2025 Direct
Katherine Quick Rosa Class I Common Shares of Beneficial Interest Purchase 872 872 13 Nov 2024 Direct
Michael I. Falcon Class I Common Shares of Beneficial Interest Purchase 24,900 24,900 12 Feb 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.