Ann M. Kappler - 14 Aug 2026 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Reporting relationship: EVP and General Counsel
Issuer ticker: PRU
Reported as of: 14 Aug 2026
Net transaction value: -$956,577
SEC form: 4
Accepted by SEC: 18 Aug 2026, 17:03:35 UTC
Prior SEC filing: 18 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Richard J. Baker, attorney-in-fact

Key filing fact

Ann M. Kappler filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 18 Aug 2026.

Key facts

This page summarizes Ann M. Kappler's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 18 Aug 2026, 17:03.

Change

Previous filing in this sequence was filed on 18 May 2026.
Current net transaction value: -$956,577.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001280546 Primary reporting owner

KAPPLER ANN M

Relationship: EVP and General Counsel
Address: 751 BROAD STREET, 5TH FLR, ATTN.: REGULATORY FILINGS UNIT, NEWARK
Signature: /s/ Richard J. Baker, attorney-in-fact
Signature date: 18 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PRU transaction

Common Stock

Sale

Transaction value: $956,577
Shares: -7,652
Change %: -35%
Price: $125.01
Shares after: 14,407
Date: 14 Aug 2026
Ownership: Direct
Footnotes: F1, F2

PRU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 909
Date: 14 Aug 2026
Ownership: By 401(k)
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.10 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Footnote F2

Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,407 shares directly and 909 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Footnote F3

Amount reported has been adjusted to include 10 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between March 31, 2026, and June 30, 2026, based on a plan statement dated June 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).