Kevin G. Moug - 07 Feb 2023 Form 4 Insider Report for Otter Tail Corp (OTTR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Feb 2023, 15:32:21 UTC
Prior SEC filing
08 Feb 2023
Next SEC filing
02 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kevin G. Moug by Mitchell L. Bossert, Attorney-in-Fact

Key filing fact

Kevin G. Moug filed Form 4 for Otter Tail Corp (OTTR) on 09 Feb 2023.

Key facts

  • This page summarizes Kevin G. Moug's Form 4 filing for Otter Tail Corp (OTTR).
  • 3 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 09 Feb 2023, 15:32.

Change

  • Previous filing in this sequence was filed on 08 Feb 2023.
  • Current net transaction value: +$408,394.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OTTR transaction

Common Stock

Award

Transaction value
$717,615
Shares
+11,100
Change %
+12%
Price
$64.65
Shares after
104,684
Date
07 Feb 2023
Ownership
Direct
Footnotes
F1
OTTR transaction

Common Stock

Tax liability

Transaction value
$309,221
Shares
-4,783
Change %
-4.6%
Price
$64.65
Shares after
99,901
Date
07 Feb 2023
Ownership
Direct
Footnotes
F2, F3
OTTR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
360
Date
07 Feb 2023
Ownership
By ESOP

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTTR transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+2,200
Change %
Price
$0.000000
Shares after
2,200
Date
07 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,200
Exercise price
Footnotes
F4, F5
OTTR holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
550
Date
07 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
550
Exercise price
Footnotes
F4, F5
OTTR holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,450
Date
07 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,450
Exercise price
Footnotes
F4, F5
OTTR holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,500
Date
07 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,500
Exercise price
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award (granted in 2020).

Footnote F2

These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

Footnote F3

Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Footnote F4

Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

Footnote F5

The restricted stock units vest in four equal annual installments beginning the date shown above.

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