James S. Putnam - 03 Aug 2026 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Reporting relationship
Director
Issuer ticker
LPLA
Reported as of
03 Aug 2026
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Aug 2026, 16:16:49 UTC
Prior SEC filing
08 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert S. Hatfield III, attorney-in-fact

Key filing fact

James S. Putnam filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 04 Aug 2026.

Key facts

  • This page summarizes James S. Putnam's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Aug 2026, 16:16.

Change

  • Previous filing in this sequence was filed on 08 Jun 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001405298 Primary reporting owner

Putnam James S

Relationship
Director
Address
C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO
Signature
/s/ Robert S. Hatfield III, attorney-in-fact
Signature date
04 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPLA transaction

Common Stock

Gift

Transaction value
Shares
-2,000
Change %
-1.5%
Price
$0.000000*
Shares after
135,290
Date
03 Aug 2026
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

This transaction was a charitable gift of securities by the reporting person.

SEC remarks

The signatory is signing on behalf of James S. Putnam pursuant to a Power of Attorney dated November 21, 2024.

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