Matthew Enyedi - 31 Jul 2026 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Reporting relationship: Group Managing Director
Issuer ticker: LPLA
Reported as of: 31 Jul 2026
Net transaction value: -$352,716
SEC form: 4
Accepted by SEC: 04 Aug 2026, 16:14:20 UTC
Prior SEC filing: 27 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Robert S. Hatfield III, attorney-in-fact

Key filing fact

Matthew Enyedi filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 04 Aug 2026.

Key facts

This page summarizes Matthew Enyedi's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
5 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 04 Aug 2026, 16:14.

Change

Previous filing in this sequence was filed on 27 Feb 2026.
Current net transaction value: -$352,716.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001798805 Primary reporting owner

Enyedi Matthew

Relationship: Group Managing Director
Address: C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO
Signature: /s/ Robert S. Hatfield III, attorney-in-fact
Signature date: 04 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPLA transaction

Common Stock

Sale

Transaction value: $66,350
Shares: -189
Change %: -1.3%
Price: $351.06
Shares after: 13,932
Date: 31 Jul 2026
Ownership: Direct
Footnotes: F1, F2

LPLA transaction

Common Stock

Sale

Transaction value: $163,333
Shares: -463
Change %: -3.3%
Price: $352.77
Shares after: 13,469
Date: 31 Jul 2026
Ownership: Direct
Footnotes: F1, F3

LPLA transaction

Common Stock

Sale

Transaction value: $104,598
Shares: -296
Change %: -2.2%
Price: $353.37
Shares after: 13,173
Date: 31 Jul 2026
Ownership: Direct
Footnotes: F1, F4

LPLA transaction

Common Stock

Sale

Transaction value: $18,081
Shares: -51
Change %: -0.39%
Price: $354.52
Shares after: 13,122
Date: 31 Jul 2026
Ownership: Direct
Footnotes: F1, F5

LPLA transaction

Common Stock

Sale

Transaction value: $356
Shares: -1
Change %: -0.01%
Price: $355.51
Shares after: 13,121
Date: 31 Jul 2026
Ownership: Direct
Footnotes: F1, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 6 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.81 to $351.45, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.05 to $353.04, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.05 to $353.61, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.18 to $354.63, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

Footnote F6

Consists of (i) 9,242 shares of Common Stock; (ii) 597 restricted stock units that vest in full on February 25, 2027; (iii) 1,106 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 2,176 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.

SEC remarks

The signatory is signing on behalf of Matthew Enyedi pursuant to a Power of Attorney dated December 17, 2024.