Stephen S. Romaine - 28 Jul 2026 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Reporting relationship: President & CEO, Director
Issuer ticker: TMP
Reported as of: 28 Jul 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 30 Jul 2026, 09:18:09 UTC
Prior SEC filing: 20 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Stephen S. Romaine

Key filing fact

Stephen S. Romaine filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 30 Jul 2026.

Key facts

This page summarizes Stephen S. Romaine's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 30 Jul 2026, 09:18.

Change

Previous filing in this sequence was filed on 20 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001201525 Primary reporting owner

ROMAINE STEPHEN S

Relationship: President & CEO, Director
Address: TOMPKINS FINANCIAL CORPORATION, P.O. BOX 460, ITHACA
Signature: /s/ Stephen S. Romaine
Signature date: 29 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TMP transaction

Common Stock

Options Exercise

Transaction value
Shares: +1,734
Change %: +2.5%
Price: $76.90^*
Shares after: 71,621
Date: 28 Jul 2026
Ownership: Direct

TMP transaction

Common Stock

Tax liability

Transaction value
Shares: -1,530
Change %: -2.1%
Price: $101.25^*
Shares after: 70,091
Date: 28 Jul 2026
Ownership: Direct
Footnotes: F1

TMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,371
Date: 28 Jul 2026
Ownership: by 401(k)/ISOP

TMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,057
Date: 28 Jul 2026
Ownership: by ESOP

TMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 452
Date: 28 Jul 2026
Ownership: By Spouse
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TMP transaction Derivative

Stock Appreciation Rights (SAR)

Options Exercise

Transaction value
Shares: -1,734
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 28 Jul 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,734
Exercise price: $76.90
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares withheld for option cost and taxes.

Footnote F2

The reporting person disclaims beneficial ownership of these securities, and this report shall not be deem an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Footnote F3

Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.