Kiersten Zaza Botelho - 09 Jul 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
13 Jul 2026, 14:36:24 UTC
Prior SEC filing
13 Apr 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Kiersten Zaza Botelho

Key filing fact

Kiersten Zaza Botelho filed Form 4 for Hercules Capital, Inc. (HTGC) on 13 Jul 2026.

Key facts

  • This page summarizes Kiersten Zaza Botelho's Form 4 filing for Hercules Capital, Inc. (HTGC).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 13 Jul 2026, 14:36.

Change

  • Previous filing in this sequence was filed on 13 Apr 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001902313 Primary reporting owner

Botelho Kiersten Zaza

Relationship
Chief Legal Officer & CCO
Address
C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON
Signature
Kiersten Zaza Botelho
Signature date
13 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Tax liability

Transaction value
Shares
-956
Change %
-1%
Price
$15.69*
Shares after
90,406
Date
09 Jul 2026
Ownership
Direct
Footnotes
F1
HTGC transaction

Common Stock

Tax liability

Transaction value
Shares
-1,018
Change %
-1.1%
Price
$15.69*
Shares after
89,388
Date
09 Jul 2026
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026.

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