Adrian Graham Goldfarb - 30 Jun 2026 Form 4 Insider Report for DUOS TECHNOLOGIES GROUP, INC. (DUOT)

Reporting relationship: Interim CFO
Issuer ticker: DUOT
Reported as of: 30 Jun 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Jul 2026, 17:36:44 UTC
Prior SEC filing: 10 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Adrian G. Goldfarb

Key filing fact

Adrian Graham Goldfarb filed Form 4 for DUOS TECHNOLOGIES GROUP, INC. (DUOT) on 02 Jul 2026.

Key facts

This page summarizes Adrian Graham Goldfarb's Form 4 filing for DUOS TECHNOLOGIES GROUP, INC. (DUOT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Jul 2026, 17:36.

Change

Previous filing in this sequence was filed on 10 Jun 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001427103 Primary reporting owner

Goldfarb Adrian Graham

Relationship: Interim CFO
Address: 7660 CENTURION PARKWAY, SUITE 100, JACKSONVILLE
Signature: /s/ Adrian G. Goldfarb
Signature date: 02 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DUOT transaction

Common Stock, $0.001 par value

Award

Transaction value
Shares: +1,532
Change %: +214%
Price: $9.18^*
Shares after: 2,247
Date: 30 Jun 2026
Ownership: Direct
Footnotes: F1, F2

DUOT holding

Common Stock, $0.001 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 441,275
Date: 30 Jun 2026
Ownership: Direct
Footnotes: F3

DUOT holding

Common Stock, $0.001 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,000
Date: 30 Jun 2026
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).

Footnote F2

In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.

Footnote F3

The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on January 1, 2028.